The Banksters
0x3…6f4
ERC721
The Securities and Exchange Commission announced that two UBS advisory firms agreed to settle charges arising from their roles in failing to disclose a change in investment strategy by UBS Willow Fund LLC, a closed-end fund they advised. For more info visit https://www.sec.gov/news/pressrelease/2015-241.html
Name
105
Owner
0x78f0269f5b1Ca914c8c58993f41181f89e212B27
ID#105
Rarity
LO:54%
Parent Company
UBS
EX:4%
Company
UBS Willow Management LLC and UBS Fund Advisor LLC
EX:MAX
Violation
Securities Violations
HI:18%
Penalty
$17,500,000.00
EX:MAX
Year
2015