The Banksters
0x3…6f4
ERC721
NASD fined Merrill Lynch, Pierce, Fenner & Smith, Wells Fargo Investments and Linsco/Private Ledger Corporation a total of $19.4 million for suitability and supervisory violations relating primarily to sales of Class B mutual fund shares as well as some Class C mutual fund shares.
Name
1050
Owner
0xD4D2B38106E40f2693B617314Ba5f406985864eb
ID#1050
Rarity
LO:55%
Parent Company
Wells Fargo
X-HI:6%
Company
Wells Fargo Investments
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$3,000,000.00
EX:1%
Year
2005