
FINRA censured and fined J.P. Morgan Securities LLC $1.1 million for failing to timely disclose 89 internal reviews or allegations of misconduct by its registered representatives and associated persons spanning a six-year period. FINRA also required an undertaking by the firm to certify within 60 days that it has taken appropriate corrective measures. For more info visit https://www.finra.org/media-center/newsreleases/2019/finra-fines-jp-morgan-securities-llc-1-point-1-million-failing-timely