ERC721

The Financial Industry Regulatory Authority fined Barclays Capital Inc. $1.3 Million for systemic Order Audit Trail System (OATS) reporting violations and related supervisory failures. For more info visit https://www.finra.org/media-center/news-releases/2016/finra-fines-barclays-capital-inc-13-million-extensive-oats-reporting

Name

1089

Owner

0xdBC416D8a787CBCee7Fe1BD76B68b6aDC61d7aE8

ID#1089

Rarity

X-LO:90%

Parent Company

Barclays

EX:2%

Company

Barclays Capital Inc.

EX:1%

Violation

Financial Market Violations

X-HI:14%

Penalty

$1,300,000.00

EX:MAX

Year

2016