ERC721

Thomas Weisel Partners agreed to pay $5 million to a group of states to settle allegations that its investment banking interests had undue influence on its securities research. This was part of a larger $12.5 million settlement involving the SEC; For more info visit https://www.finance.idaho.gov/legal/administrative-actions/securities/enforcement-orders/documents/2005/2005-7-10%20thomas%20wiesel.pdf

Name

1101

Owner

0x4AF4aEBe930e938FA11aD28cD2c88645cCe739A1

ID#1101

Rarity

LO:69%

Parent Company

Stifel Financial

EX:1%

Company

Thomas Weisel Partners LLC

EX:MAX

Violation

Defrauding Investors

HI:19%

Penalty

$5,000,000.00

EX:3%

Year

2005