ERC721

The Financial Industry Regulatory Authority fined Deutsche Bank Securities Inc. $12.5 Million for significant supervisory failures related to research and trading-related information it disseminated to its employees over internal speakers commonly known as squawk boxes. For more info visit https://www.finra.org/media-center/news-releases/2016/finra-fines-deutsche-bank-securities-inc-125-million-inadequate

Name

1105

Owner

0x5Ed592557b6A29908B7d50305cA01904a4529cF4

ID#1105

Rarity

X-LO:95%

Parent Company

Deutsche Bank

EX:4%

Company

Deutsche Bank Securities Inc.

EX:1%

Violation

Financial Market Violations

X-HI:14%

Penalty

$12,500,000.00

EX:1%

Year

2016