The Banksters
0x3…6f4
ERC721
The Securities and Exchange Commission today announced that Ameriprise Financial Services Inc. will pay $4.5 million to settle charges that it failed to safeguard retail investor assets from theft by its representatives.
Name
1125
Owner
0x78f0269f5b1Ca914c8c58993f41181f89e212B27
ID#1125
Rarity
LO:52%
Parent Company
Ameriprise Financial
EX:1%
Company
Ameriprise Financial Services Inc.
EX:MAX
Violation
Securities Violations
HI:18%
Penalty
$4,500,000.00
EX:1%
Year
2018