The Banksters
0x3…6f4
ERC721
Financial Industry Regulatory Authority fined ICAP Corporates LLC, of Jersey City, $2.8 million and sanctioned a former broker for numerous improper communications with other interdealer brokerage firms about customers' proposed brokerage rate reductions in the wholesale credit default swap (CDS) market. For more info visit https://www.finra.org/media-center/news-releases/2009/finra-fines-icap-28-million-fines-and-suspends-former-broker-improper
Name
1148
Owner
0x11A51b3af70aFAe1B52CF51cb38CAde20C1203Dc
ID#1148
Rarity
X-HI:12%
Parent Company
TP ICAP PLC
EX:MAX
Company
ICAP Corporates LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$2,800,000.00
EX:1%
Year
2009