ERC721

The Financial Industry Regulatory Authority fined Citigroup Global Markets, Inc. Of New York $300,000 for failing to reasonably supervise the commissions its brokers charged on stock and option trades. For more info visit https://www.finra.org/media-center/news-releases/2008/citigroup-global-markets-fined-300000-failing-supervise-commissions

Name

1162

Owner

0x91ED1310bc8E36e5a90A996387E43e79fBbec88d

ID#1162

Rarity

X-LO:91%

Parent Company

Citigroup

X-HI:7%

Company

Citigroup Global Markets, Inc.

EX:1%

Violation

Financial Market Violations

X-HI:14%

Penalty

$300,000.00

EX:MAX

Year

2008