The Banksters
0x3…6f4
ERC721
NASD imposed fines totaling more than $34 million on 15 broker-dealers in connection with the receipt of directed brokerage in exchange for preferential treatment for certain mutual fund companies For more info visit https://www.bloomberg.com/press-releases/2005-06-08/nasd-charges-15-firms-with-directed-brokerage-violations
Name
1193
Owner
0xB23a91638BF4E9Ba88AcB1BeA4F81a569a1fcd4c
ID#1193
Rarity
X-HI:13%
Parent Company
Equitable Holdings
EX:1%
Company
AllianceBernstein Investment Research and Management, Inc.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$3,984,087.00
EX:MAX
Year
2005