The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority fined 12 firms for significant deficiencies relating to the preservation of broker-dealer and customer records in a format that prevents alteration. For more info visit https://www.finra.org/media-center/news-releases/2016/finra-fines-12-firms-total-144-million-failing-protect-records
Name
1194
Owner
0x69AAd835CB3F62e435fC693443ce49Bfe74b6Dbe
ID#1194
Rarity
X-LO:94%
Parent Company
Wells Fargo
X-HI:6%
Company
Wells Fargo Advisors and Wells Fargo Advisors Financial Network
EX:MAX
Violation
Defrauding Investors
HI:19%
Penalty
$1,500,000.00
EX:2%
Year
2016