The Banksters
0x3…6f4
ERC721
NASD imposed fines totaling $2.9 million against Morgan Stanley & Co., Inc. And Morgan Stanley DW Inc. For extensive violations dealing with reporting obligations, best execution, short sales and a range of other NASD, Securities and Exchange Commission and Municipal Securities Rulemaking Board rules.
Name
1219
Owner
0xdA1a941f2256469411f18170794bfC770078171B
ID#1219
Rarity
X-LO:88%
Parent Company
Morgan Stanley
EX:5%
Company
Morgan Stanley
EX:1%
Violation
Financial Market Violations
X-HI:14%
Penalty
$2,900,000.00
EX:MAX
Year
2006