The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority ordered five firms to pay restitution estimated at more than $18 million, including interest, to affected customers for failing to waive mutual fund sales charges for eligible charitable organizations and retirement accounts. For more info visit https://www.finra.org/media-center/news-releases/2015/finra-orders-5-firms-pay-18-million-failing-waive-fund-sales-charges
Name
1222
Owner
0x614A61a3b7F2fd8750AcAAD63b2a0CFe8B8524F1
ID#1222
Rarity
MID:38%
Parent Company
Penn Mutual
EX:MAX
Company
Janney Montgomery Scott, LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$1,200,000.00
EX:MAX
Year
2015