The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority fined 12 firms for significant deficiencies relating to the preservation of broker-dealer and customer records in a format that prevents alteration. For more info visit https://www.finra.org/media-center/news-releases/2016/finra-fines-12-firms-total-144-million-failing-protect-records
Name
1251
Owner
0x3D9e490b3d2EE45851B0086e1ec8eF3Fbe7e86a4
ID#1251
Rarity
LO:56%
Parent Company
Wells Fargo
X-HI:6%
Company
Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$4,000,000.00
EX:1%
Year
2016