ERC721

The Financial Industry Regulatory Authority fined Goldman, Sachs & Co. $650,000 For failing to disclose that two of its registered representatives had received formal notices from the Securities and Exchange Commission that they were the subjects of investigations. For more info visit https://www.finra.org/media-center/news-releases/2010/goldman-sachs-pay-650000-failing-disclose-wells-notices

Name

1274

Owner

0x594d0F9Ccc69237Bf869e1784F1Ca5bEdbcdFeFc

ID#1274

Rarity

X-LO:90%

Parent Company

Goldman Sachs

EX:3%

Company

Goldman, Sachs & Co.

EX:1%

Violation

Financial Market Violations

X-HI:14%

Penalty

$650,000.00

EX:MAX

Year

2010