The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority reached agreements in principle with suntrust Investment Services, Inc. And suntrust Robinson Humphrey, Inc., both of Atlanta, GA, Comerica Securities, Inc. Of Detroit, MI, First Southwest Company of Dallas, TX, and wamu Investments, Inc., of Irvine, CA, to settle charges relating to the sale of Auction Rate Securities. For more info visit https://www.finra.org/media-center/news-releases/2008/finra-announces-agreements-principle-five-firms-settle-auction-rate
Name
1296
ID#1296
Rarity
MID:31%
Parent Company
Comerica
EX:MAX
Company
Comerica Securities, Inc.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$750,000.00
EX:MAX
Year
2008