The Banksters
0x3…6f4
ERC721
NASD imposed fines totaling more than $34 million on 15 broker-dealers in connection with the receipt of directed brokerage in exchange for preferential treatment for certain mutual fund companies For more info visit https://www.bloomberg.com/press-releases/2005-06-08/nasd-charges-15-firms-with-directed-brokerage-violations
Name
1303
Owner
0x805636FB9C24D04071625C21413F0D4a3AE8AAf3
ID#1303
Rarity
LO:73%
Parent Company
Equitable Holdings
EX:1%
Company
AXA Advisors, LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$900,000.00
EX:MAX
Year
2005