ERC721

he Securities and Exchange Commission today announced that it charged the New York Stock Exchange and two affiliated exchanges with regulatory failures in connection with multiple episodes, including several disruptive market events. The charges arose from five separate investigations and include the first-ever charged violation of Regulation SCI. The Commission adopted Reg SCI to strengthen the technology infrastructure and integrity of the U.S. securities markets, and today charged two NYSE exchanges with violating Reg SCI’s business continuity and disaster recovery requirement. In settlement, the exchanges agreed to pay a $14 million penalty.

Name

1307

Owner

0x72Bb3843eCF17a4a8f741786949DCaB52679AE96

ID#1307

Rarity

X-LO:75%

Parent Company

Intercontinental Exchange

EX:MAX

Company

New York Stock Exchange

EX:MAX

Violation

Securities Violations

HI:18%

Penalty

$14,000,000.00

EX:MAX

Year

2018