ERC721

Scottrade agreed to pay $2.5 million to settle allegations of failing to provide the SEC with complete and accurate information about trades done by the firm and its customers, which is commonly called blue sheet data. For more info visit https://www.sec.gov/News/PressRelease/Detail/PressRelease/1370540696906

Name

1370

Owner

0xdA1a941f2256469411f18170794bfC770078171B

ID#1370

Rarity

LO:71%

Parent Company

Charles Schwab Corp.

EX:1%

Company

Scottrade

EX:MAX

Violation

Recordkeeping Violations

EX:1%

Penalty

$2,500,000.00

EX:1%

Year

2014