The Banksters
0x3…6f4
ERC721
NASD ordered Chase Investment Services to pay more than $290,000 for failing to have an adequate supervisory system and controls in place to prevent deceptive market timing by one of its hedge fund clients. The firm was fined $150,000 and ordered to pay a total of $140,262 to the affected mutual funds.
Name
1381
Owner
0xe43e8a4616Cf796808C2d7eF0cAfaA36B6061705
ID#1381
Rarity
MID:50%
Parent Company
JPMorgan Chase
X-HI:7%
Company
Chase Investment Services
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$290,262.00
EX:MAX
Year
2005