The Banksters
0x3…6f4
ERC721
NASD imposed fines totaling more than $34 million on 15 broker-dealers in connection with the receipt of directed brokerage in exchange for preferential treatment for certain mutual fund companies For more info visit https://www.bloomberg.com/press-releases/2005-06-08/nasd-charges-15-firms-with-directed-brokerage-violations
Name
1404
Owner
0x97de65d1757Ce193F77e5AA0b9C2437A5ebABE45
ID#1404
Rarity
MID:49%
Parent Company
Wells Fargo
X-HI:6%
Company
Wells Fargo Investments, LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$2,970,000.00
EX:MAX
Year
2005