The Banksters
0x3…6f4
ERC721
NASD imposed fines totaling more than $34 million on 15 broker-dealers in connection with the receipt of directed brokerage in exchange for preferential treatment for certain mutual fund companies For more info visit https://www.bloomberg.com/press-releases/2005-06-08/nasd-charges-15-firms-with-directed-brokerage-violations
Name
1411
Owner
0xa5a5a88f7016b91bd85557117Aa005bD9969594F
ID#1411
Rarity
MID:39%
Parent Company
Royal Bank of Canada
EX:1%
Company
RBC Dain Rauscher, Inc.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$1,700,000.00
EX:MAX
Year
2005