ERC721

The Financial Industry Regulatory Authority has fined Deutsche Bank Securities Inc. $3.25 Million for failing to provide the same information to all clients of its Alternative Trading System (ATS) relating to certain ATS services and features, and for related violations. For more info visit https://www.finra.org/media-center/news-releases/2016/finra-fines-deutsche-bank-325-million-deficient-disclosures-concerning

Name

1413

Owner

0xb27696C8F4815ffcA1Ea6ab6fbB3A05eF1302367

ID#1413

Rarity

X-LO:90%

Parent Company

Deutsche Bank

EX:4%

Company

Deutsche Bank Securities Inc.

EX:1%

Violation

Financial Market Violations

X-HI:14%

Penalty

$3,250,000.00

EX:MAX

Year

2016