The Banksters
0x3…6f4
ERC721
NASD fined Wachovia Securities LLC of Richmond, VA, $2 million for failing to adequately supervise its fee-based brokerage business between 2001 through 2004. For more info visit https://lawprofessors.typepad.com/securities/2007/week25/
Name
1431
Owner
0x22C16208F4a43ba9A81FF4880b43B188C8212d80
ID#1431
Rarity
X-LO:91%
Parent Company
Wells Fargo
X-HI:6%
Company
Wachovia Securities LLC
EX:MAX
Violation
Defrauding Investors
HI:19%
Penalty
$2,000,000.00
EX:1%
Year
2007