The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority imposed a fine of $275,000 against Credit Suisse Securities (USA), LLC, for failing to comply fully with one of the key terms of the 2003 Global Research Analyst Settlement. For more info visit https://www.finra.org/sites/default/files/DisciplinaryAction/p120231.pdf
Name
1453
Owner
0xBb45eDd49ada235483cee42d01e0e756C5AA5547
ID#1453
Rarity
X-LO:76%
Parent Company
Credit Suisse
EX:3%
Company
Credit Suisse Securities (USA), LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$275,000.00
EX:MAX
Year
2009