The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority fined 12 firms for significant deficiencies relating to the preservation of broker-dealer and customer records in a format that prevents alteration. For more info visit https://www.finra.org/media-center/news-releases/2016/finra-fines-12-firms-total-144-million-failing-protect-records
Name
1490
Owner
0xc1117014DceF96FacA0E9B983F78c048bdAA0821
ID#1490
Rarity
LO:50%
Parent Company
Royal Bank of Canada
EX:1%
Company
RBC Capital Markets LLC and RBC Capital Markets Arbitrage S.A.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$3,500,000.00
EX:1%
Year
2016