ERC721

The SEC -- along with the New York Attorney General, the North American Securities Administrators Association, NASD, the New York Stock Exchange and state securities regulators -- announced the completion of enforcement actions against ten of the nation's top investment firms joint investigations of allegations of undue influence of investment banking interests on securities research at brokerage firms. For more info visit https://www.sec.gov/news/press/2003-54.htm

Name

1496

Owner

0xf9E53ff443b50E33Bc84c524d4A8f6200968CF53

ID#1496

Rarity

LO:56%

Parent Company

Bank of America

X-HI:10%

Company

Merrill Lynch, Pierce, Fenner & Smith, Incorporated

EX:MAX

Violation

Securities Violations

HI:18%

Penalty

$200,000,000.00

EX:1%

Year

2003