The Banksters

0x3…6f4

ERC721

The Financial Industry Regulatory Authority fined Morgan Stanley DW Inc. $1.5 Million and ordered the firm to pay more than $4.6 million in restitution for rule violations relating to the sale of corporate bonds to retail customers at excessive prices. The firm was cited for charging excessive mark-ups in more than 2,800 transactions and for having an inadequate supervisory system for monitoring the pricing of corporate fixed income securities sold to customers. For more info visit https://web.archive.org/web/20100407045535/https://www.finra.org/newsroom/newsreleases/2007/p036362

Name

153

Owner

0x78f0269f5b1Ca914c8c58993f41181f89e212B27

ID#153

Rarity

LO:52%