
The Financial Industry Regulatory Authority fined Wells Fargo Advisors, LLC of St. Louis, $1 million for its failure to deliver prospectuses in a timely manner to customers who purchased mutual funds in 2009, and for delays in reporting material information about its current and former representatives, including arbitrations and complaints involving its representatives. For more info visit https://www.finra.org/media-center/news-releases/2011/finra-fines-wells-fargo-advisors-1-million-delays-delivering