
The Financial Industry Regulatory Authority fined Barclays Capital Inc. $3.75 Million for systemic failures to preserve electronic records and certain emails and instant messages in the manner required for a period of at least 10 years. For more info visit https://www.finra.org/media-center/news-releases/2013/finra-fines-barclays-375-million-systemic-record-and-email-retention