
The Financial Industry Regulatory Authority reached agreements in principle with suntrust Investment Services, Inc. And suntrust Robinson Humphrey, Inc., both of Atlanta, GA, Comerica Securities, Inc. Of Detroit, MI, First Southwest Company of Dallas, TX, and wamu Investments, Inc., of Irvine, CA, to settle charges relating to the sale of Auction Rate Securities. For more info visit https://www.finra.org/media-center/news-releases/2008/finra-announces-agreements-principle-five-firms-settle-auction-rate