The Banksters
0x3…6f4
ERC721
FINRA fined LPL Financial, LLC $2.75 million for complaint-reporting and anti-money-laundering program failures that spanned a period of more than three years. For more info visit https://www.finra.org/media-center/news-releases/2018/finra-fines-lpl-275-million-complaint-reporting-and-aml-program
Name
201
Owner
0x20ce69b00548dA6e5a059168dba68854C9119D6f
ID#201
Rarity
MID:41%
Parent Company
LPL Financial
EX:1%
Company
LPL Financial, LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$2,750,000.00
EX:MAX
Year
2018