
The Financial Industry Regulatory Authority imposed a $2 million fine against Citigroup Global Markets for the erroneous publication of non-bona fide quotations and transactions at and around the NASDAQ market opening on a Quadruple Witch Expiration Friday; systemic Order Audit Trail System (OATS) reporting violations; fixed income transaction reporting violations; limit order display violations; and, related supervisory failures. For more info visit https://www.finra.org/media-center/news-releases/2009/finra-fines-citigroup-global-markets-2-million-range-trade-reporting