The Banksters
0x3…6f4
ERC721
NASD fined usallianz Securities $5 million for widespread deficiencies in its supervisory system and for recordkeeping violations. For more info visit https://www.investmentexecutive.com/news/from-the-regulators/nasd-fines-usallianz-securities-us5-million-for-supervisory-record-keeping-violations/
Name
228
Owner
0x8B7adc43153bCfAe98AB20ce9ffF23331F542387
ID#228
Rarity
MID:50%
Parent Company
Allianz
EX:MAX
Company
USAllianz Securities
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$5,000,000.00
EX:3%
Year
2006