The Banksters
0x3…6f4
ERC721
FINRA ordered Oppenheimer & Co. Inc. To pay more than $3.8 million in restitution to customers who incurred potentially excessive sales charges caused by early rollovers of Unit Investment Trusts (uits). FINRA also fined the firm $800,000 for failing to reasonably supervise early UIT rollovers. For more info visit https://www.finra.org/media-center/newsreleases/2019/finra-orders-oppenheimer-co-inc-pay-38-million-restitution-customers
Name
262
Owner
0x29Cc37bB515745A75eb9ec13d2db1B7BC69447fB
ID#262
Rarity
X-LO:79%
Parent Company
Oppenheimer Holdings
EX:1%
Company
Oppenheimer & Co. Inc.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$4,600,000.00
EX:MAX
Year
2019