
The Financial Industry Regulatory Authority fined Fidelity Brokerage Services LLC $500,000 and ordered the firm to pay nearly $530,000 in restitution for failing to detect or prevent the theft of more than $1 million from nine of its customers, eight of whom were senior citizens. For more info visit https://www.finra.org/media-center/news-releases/2015/finra-sanctions-fidelity-brokerage-services-llc-1-million-supervisory