ERC721

The U.S. Commodity Futures Trading Commission issued an Order filing and simultaneously settling charges against Merrill, Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch), a registered Futures Commission Merchant, for failing to supervise its employees' and agents' handling of the firm's response to a CME Group Inc. (CME Group) Investigation into futures block trade execution and recordkeeping practices at Bank of America, a Merrill Lynch affiliate. For more info visit http://www.cftc.gov/PressRoom/PressReleases/pr7615-17

Name

270

Owner

0xBeC69dfcE4c1fA8b7843FEE1Ca85788d84A86B06

ID#270

Rarity

X-LO:96%

Parent Company

Bank of America

X-HI:10%

Company

Merrill Lynch

EX:1%

Violation

Defrauding Investors

HI:19%

Penalty

$2,500,000.00

EX:1%

Year

2017