
NASD announced a total of $7 million in fines against four broker-dealers affiliated with ING America Insurance Holdings, Inc. (ING) In connection with the receipt of directed brokerage in exchange for preferential treatment for certain mutual fund companies. For more info visit https://www.investmentexecutive.com/news/from-the-regulators/nasd-fines-four-ing-broker-dealers-us7-million/