ERC721

E*TRADE agreed to pay $5 million to a group of states to resolve allegations the company failed to warn investors about the risks of auction-rate preferred securities. For more info visit https://www.nasaa.org/7015/state-securities-regulators-announce-settlement-with-etrade-in-auction-rate-securities-investigations/?qoid=current-headlines

Name

283

Owner

0x29Cc37bB515745A75eb9ec13d2db1B7BC69447fB

ID#283

Rarity

LO:51%

Parent Company

Morgan Stanley

EX:5%

Company

E*TRADE Securities LLC

EX:MAX

Violation

Defrauding Investors

HI:19%

Penalty

$5,000,000.00

EX:3%

Year

2011