
The Commodity Futures Trading Commission filed and settled charges againstmizuho Capital Markets LLC, a provisionally registered swap dealer, for failing to comply with certain swap dealer requirements concerning reconciling swap portfolios with its counterparties; providing disclosures to counterparties concerning the daily mid-market mark of swaps; and reporting swap transactions to a swap data repository (SDR); and related supervision failures. For more info visit https://www.cftc.gov/PressRoom/PressReleases/8429-21