The Banksters

0x3…6f4

ERC721

The Financial Industry Regulatory Authority fined Merrill Lynch $500,000 for failing to provide sales charge discounts to customers on eligible purchases of Unit Investment Trusts (uits). FINRA also found that Merrill Lynch failed to have an adequate supervisory system in place to ensure customers received appropriate UIT discounts. The firm also agreed to provide remediation of more than $2 million to affected customers. For more info visit https://www.finra.org/media-center/news-releases/2010/merrill-lynch-pay-more-25-million-related-uit-sales-charge-discount

Name

410

Owner

0x05F1E3f193484611c02Ec931751d6AE98af1b568

ID#410

Rarity

X-LO:98%