
Ameriprise agreed to pay a $75,000 fine and offer $1,374,384 in restitution in settlement of allegations it failed to adequately supervise an investment advisor accused of defrauding customers. For more info visit https://www.ilsos.gov/adminactionssearch/adminactionssearch?command=viewPDF&itemId=92%203%20ICM7%20PRODCMZ13%20SE_AA_MgtView59%2026%20A1001001A13C22B03128F3843718%20A13C22B03128F384371%2014%201051