
The Securities and Exchange Commission announced that Barclays Capital Inc. Settled allegations of failing to maintain an adequate internal compliance system to ensure the firm did not run afoul of any federal securities laws after its wealth management business in the U.S. Acquired the advisory business of Lehman Brothers in September 2008. For more info visit https://www.sec.gov/News/PressRelease/Detail/PressRelease/1370543020599