ERC721

The Financial Industry Regulatory Authority fined Wedbush Securities Inc. $1.5 Million for violating the Securities and Exchange Commission's Customer Protection and Net Capital Rules, and for related supervisory and books and records failures. For more info visit https://www.finra.org/media-center/news-releases/2018/wedbush-securities-fined-15-million-customer-protection-net-capital

Name

474

Owner

0xb3589bbD2781AAd79CC2727fD5aBB762B522a7A2

ID#474

Rarity

X-LO:82%

Parent Company

Wedbush Securities

EX:MAX

Company

Wedbush Securities Inc.

EX:MAX

Violation

Financial Market Violations

X-HI:14%

Penalty

$1,500,000.00

EX:2%

Year

2018