The Banksters
0x3…6f4
ERC721
NASD fined two Fidelity broker-dealers $400,000 for preparing and distributing deceptive sales literature promoting Fidelity's Destiny I and II Systematic Investment Plans, which were sold primarily to U.S. Military personnel.
Name
478
Owner
0xDD8AdBeD16cFd91C817F04480f6d9C9322F89eCa
ID#478
Rarity
MID:34%
Parent Company
Fidelity Investments
EX:MAX
Company
Fidelity Investments Institutional Services Company, Inc. and Fidelity Distributors Corporation
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$400,000.00
EX:MAX
Year
2007