ERC721

The Financial Industry Regulatory Authority fined Merrill Lynch, Pierce, Fenner & Smith, Inc. $2.8 Million for supervisory failures that resulted in overcharging customers $32 million in unwarranted fees, and for failing to provide certain required trade notices. For more info visit https://www.finra.org/media-center/news-releases/2012/finra-fines-merrill-lynch-28-million-overcharging-customers-32-million

Name

550

Owner

0x39722bc419824A3786572e0607Ec1EF3d1e36bEC

ID#550

Rarity

X-LO:94%

Parent Company

Bank of America

X-HI:10%

Company

Merrill Lynch, Pierce, Fenner & Smith, Inc.

EX:MAX

Violation

Defrauding Investors

HI:19%

Penalty

$2,800,000.00

EX:1%

Year

2012