The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority ordered five firms to pay restitution estimated at more than $18 million, including interest, to affected customers for failing to waive mutual fund sales charges for eligible charitable organizations and retirement accounts. For more info visit https://www.finra.org/media-center/news-releases/2015/finra-orders-5-firms-pay-18-million-failing-waive-fund-sales-charges
Name
59
Owner
0x32613943243860edd1A054283ca8a48c2A82eC41
ID#59
Rarity
MID:42%
Parent Company
Stifel Financial
EX:1%
Company
Stifel Nicolaus & Company, Inc.
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$2,900,000.00
EX:MAX
Year
2015