The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority fined Nuveen Investments, LLC, of Chicago, $3 million for creating deceptive marketing materials used in sales of auction rate preferred securities (ARPS). For more info visit https://www.finra.org/media-center/news-releases/2011/finra-fines-nuveen-3-million-use-deceptive-marketing-materials
Name
593
Owner
0x0a690B298f84D12414F5c8dB7de1EcE5a4605877
ID#593
Rarity
MID:45%
Parent Company
TIAA
EX:MAX
Company
Nuveen Investments, LLC
EX:MAX
Violation
Financial Market Violations
X-HI:14%
Penalty
$3,000,000.00
EX:1%
Year
2011