The Banksters
0x3…6f4
ERC721
NASD fined Ameriprise Financial Services, Inc. $12.3 Million in connection with its receipt of directed brokerage in return for providing preferential treatment to certain mutual fund companies. For more info visit https://www.plansponsor.com/ameriprise-fined-for-directed-brokerage-violations/
Name
608
Owner
0x0a690B298f84D12414F5c8dB7de1EcE5a4605877
ID#608
Rarity
MID:48%
Parent Company
Ameriprise Financial
EX:1%
Company
Ameriprise Financial Services, Inc.
EX:1%
Violation
Financial Market Violations
X-HI:14%
Penalty
$12,300,000.00
EX:MAX
Year
2005