The Banksters
0x3…6f4
ERC721
The Financial Industry Regulatory Authority fined E-Trade $1 million for failing to implement reasonable anti-money laundering (AML) compliance programs. For more info visit https://www.finra.org/media-center/news-releases/2009/etrade-units-fined-1-million-inadequate-anti-money-laundering-program
Name
612
Owner
0x0a690B298f84D12414F5c8dB7de1EcE5a4605877
ID#612
Rarity
LO:71%
Parent Company
Morgan Stanley
EX:5%
Company
E-Trade Securities LLC and E-Trade Clearing LLC
EX:MAX
Violation
Anti-Money-Laundering Deficiencies
EX:MAX
Penalty
$1,000,000.00
EX:2%
Year
2009